 |
In Rice v. Cayetano, 528 U.S.
495, 518 (2000), the Supreme Court observed in passing that "[i]t
is a matter of some dispute, for instance, whether Congress may
treat the Native Hawaiians as it does the Indian tribes."
From this dicta, in a voting rights case decided under the Fifteenth
Amendment, one scholar and some observers have concluded that
the numerous statutes that have been passed by Congress providing
benefits to Native Hawaiians are unconstitutional under the Fourteenth
Amendment, as a violation of Equal Protection under the doctrine
of Adarand Constructors, Inc., v. Pena, 515
U.S. 200, 235 (1995). See, e.g., Stuart Benjamin, Equal
Protection and the Special Relationship: The Case of Native Hawaiians,
106 Yale L.J. 537 (1996). In the hands of those who seek
to strip Native Hawaiians of the small amount of recompense they
have received in return for centuries of deprivation at the hands
of Westerners in general and Americans in particular, the conclusion
that programs that recognize a special relationship between the
Federal government and Native Hawaiians are unconstitutional as
a violation of Equal Protection is an extremely dangerous one.
It provides opponents with the ability to cry "unconstitutional"
(much like the proverbial boy who cried "wolf") in an
effort to stall or sink any new legislation that benefits Native
Hawaiians.
Yet the Supreme Court has never reached any conclusion
regarding the constitutionality of statutes benefiting Native
Hawaiians, and a single paragraph of dicta in a single Supreme
Court case should not be allowed to disrupt or derail ongoing
attempts by the Federal Government to reconcile with Native Hawaiians.
As is evidenced by the fact that even in the Rice decision
(which provides the only clear textual underpinning for the unconstitutionality
argument in the entirety of the Supreme Courts jurisprudence)
Justice Kennedy, the author of the majority opinion, noted that
the issue was open, the constitutional infirmity of such statutes
has never been established. Certainly, had there been five clear
votes for the proposition that Congress may not deal with Native
Hawaiians as it has with Native Americans, Justice Kennedy could
have decided the issue before the Court in Rice
whether or not voting for the Trustees of the Office of Hawaiian
Affairs could be limited to Native Hawaiians on that ground,
rather than under the more technical grounds on which the decision
in fact rests. See Rice, 528 U.S. at 518-22. Consequently,
the strongest charge against statutes recognizing the special
status of Native Hawaiians that may fairly be made is that those
statutes could pose a constitutional concern grounded in the Equal
Protection Clause. But a careful examination of the history of
the Native Hawaiians and the Supreme Courts constitutional
pronouncements shows that this concern should not be deemed so
serious as to interfere with Congress ongoing efforts to
affect reconciliation with the Native Hawaiians.
Native Americans enjoy a "special relationship"
with the federal government, based on their history as members
of once-sovereign nations. This "special relationship"
effectively insulates government programs designed to benefit
Native Americans against equal protection challenges. See,
e.g., Washington v. Confederated Bands & Tribes
of the Yakima Indian Nation, 439 U.S. 463, 500-01 (1979) ("[T]he
unique legal status of Indian tribes under federal law permits
the Federal Government to enact legislation singling out tribal
Indians, legislation that might otherwise be constitutionally
offensive.") (quoting Morton v. Mancari,
417 U.S. 535, 551 (1974)); United States v. Antelope,
430 U.S. 641, 645 (1977). Accordingly, the Court has routinely
upheld government programs that give preferences to Indian tribes
since such classifications are rooted not in racial classifications,
but in political or legal status. See Yakima, 439 U.S.
at 501; Antelope, 430 U.S. at 645. Consequently, as persons
similarly situated to Native Americans in all constitutionally-relevant
respects, the best understanding of the principles enshrined within
the Equal Protection Clause requires that they be treated similarly.
Native Hawaiians and Native Americans Share a
Similar History of Mistreatment by the Federal Government:
The history of the treatment of the indigenous
peoples of Hawaii at the hands of Westerners, and Americans in
particular, is well-documented. Congress previously recognized,
in the 1993 apology resolution, the role the American government
played in divesting hundreds of thousands of Native Hawaiians
of their rights to the land on which their forefathers had lived
and dwelled. See 100th Anniversary of the Overthrow of
the Hawaiian Kingdom, Pub. L. No. 103-150, 107 Stat. 1510 (1993).
When Captain James Cook discovered Hawaii in 1778, the eight islands
had more than 400,000 native inhabitants. These Native Hawaiians
lived in a thriving society, which possessed distinctive common
ancestry, culture, language, and dances. See id. They lived
under a system of chiefdoms with communal land tenure, wherein
commoners cultivated the soil in return for providing a portion
of the proceeds to their chief. In the late 18th Century, these
chiefdoms were united under King Kamehameha I, who ruled Hawaii
as a sovereign nation and negotiated many treaties with western
powers, including the United States. See AnneMarie M. Leirmann,
Seeking Sovereignty: The Akaka Bill and the Case for Inclusion
of Hawaiians in Federal Native American Policy, 41 Santa
Clara L. Rev. 509, 514 (2001).
Over the course of the next century, western
influence in the Islands was growing steadily, while the native
population was devastated by a series of Western diseases to which
Hawaiians had no immunity. Some sources suggest that by 1890,
the population of Hawaiian Natives had dropped from more than
800,000 to around 45,000. See id. Contemporaneously, small
groups of westerners began influencing the communal structure
of land ownership for their own profit "the fewer
than 2,000 Westerners who lived on the islands were able to obtain
large amounts of acreage from the chiefs . . . and by the end
of the nineteenth century they had taken over most of Hawaiis
land . . . and manipulated the economy for their own profit."
Jon M. Van Dyke, The Political Status of the Native Hawaiian
People, 17 Yale L. & Poly Rev. 95, 103 (1988).
Americans also acquired control of three-fourths of all Hawaiian
commerce, and began to dominate the Kingdoms political affairs.
See, e.g., S. Doc. No. 16, 55th Cong., 3d Sess.
3 (1898); S.Rep. No. 681, 55th Cong., 2d Sess. 78 (1898).
Nonetheless, ostensible rule by a Hawaiian monarch continued until
1887, when a group of American businessmen (with U.S. military
support) forced the reigning king, King Kalakaua, to sign a "Bayonet
Constitution" that placed the executive powers (including
the ability to appoint judges and justices) in the hands of a
U.S.-dominated Cabinet. See Lierman, supra, at 514. The
Bayonet Constitution also disenfranchised the majority of Hawaiian
voters by restricting voting rights to only property owners. See
Report On the Reconciliation Process Between the Federal Government
and Native Hawaiians, From Mauka to Makai: The River of Justice
Must Flow Freely, The Department of the Interior and the Department
of Justice 26 (October, 23, 2000) ("Reconciliation Report").
In January 1893, partly as a result of a U.S.-imposed tariff
on sugar, the economy of Hawaiian Kingdom declined markedly. Queen
Liliuokalani threatened to replace the Bayonet Constitution
with a constitution similar to the previous Constitution, which
would restore some of the Monarchs power as well as voting
rights to the Native Hawaiians. 107 Stat. 1510. American business
interests felt threatened by the restoration of suffrage to Native
Hawaiians, as native Hawaiian voters would have significantly
outnumbered the Americans (and their descendants) on the Island.
See id. Anticipating this change, on January 14, 1893,
U.S. Minister John Stevens and a so-called "Safety Committee,"
organized by Americans, positioned armed U.S. Marines in front
of Iolani Palace. See Hakulei Lindsey, Akaka Bill: Native
Hawaiians, Legal Realities, and Politics As Usual, 24 U.
Haw. L. Rev. 693, 698 (2002). Concerned for her people,
the Queen "yield[ed] to the superior force of the United
States," forsaking her throne but relying on the American
justice system for restoration. 107 Stat. 1510. Despite devoting
the remainder of her life to such efforts, under President William
McKinley, America negotiated and signed an annexation treaty in
1897, notwithstanding the fact that a "Congressional fact-finding
mission failed to find a Native Hawaiian who
was not opposed to Annexation." Leirman, supra,
at 515. Following the overthrow, laws suppressing Hawaiian culture
and language were passed. Reconciliation Report at 1.
The annexation, and ensuing
resolutions, placed all crown and government lands in the hands
of the United States to be used "solely for the benefit of
the inhabitants of the Hawaiian Islands for educational and other
public purposes." An Act to Provide a Government for the
Territory of Hawaii, Ch. 339, 31 Stat. 141 (1900). Notwithstanding
this trust, Native Hawaiians never saw any benefit from these
lands. Decades later, finally beginning to recognize the dire
need to fulfill its trust with the Native Hawaiians, and relying
on the precedent of previous federal laws granting Indians special
rights in public lands, Congress set aside 203,500 acres of these
ceded lands for the purpose of providing farms and residences
for Native Hawaiians, under the auspices of the Hawaiian Homes
Commission. Act of July 9, 1921, Ch. 42, 42 Stat. 108. Hawaii
adopted this Act and took responsibility for fulfilling the governments
trust when it became a State in 1959. See Hawaii Statehood
Admissions Act (Admissions Act), 73 Stat. 5, §4. In addition,
Section 5 of the Admissions Act conveyed an additional 1.2 million
acres of land to the State to be held in trust "for the betterment
of the conditions of Native Hawaiians" and certain other
public purposes. See id. However, due to a technicality
in the trust that allowed the state to spend the money on public
schools instead of programs directly benefiting Native Hawaiians,
"no benefits actually went to Native Hawaiians until the
state constitution was amended in 1978." See Rice v.
Cayetano, 146 F.3d 1075, 1077 (1998). Shortly thereafter,
a legislative Act was passed requiring that 20% of the funds from
the lands held by the state in trust must go to the Office of
Hawaiian Affairs, to be spent for the benefit of Native Hawaiians.
Despite these efforts, today,
only a small number of Native Hawaiians have received land through
operation of the trusts, and benefits have been too slow to effect
meaningful change in the condition of Native Hawaiians. As a result,
more than two hundred years later, Hawaiians have not recovered
from the destruction of their culture and suppression of their
traditions. Native Hawaiians today constitute less that twenty
percent of Hawaiis population. However, they are over represented
in the states prisons, public housing, poor health, substance
abuse, and unemployment rolls, and more than twice as likely to
live below the poverty line as other residents of Hawaii. See
Office of Hawaiian Affairs, Native Hawaiian Data Book (2000).
They are less likely to complete high school or college. See
id. Native Hawaiians also possess the shortest life expectancy
of all Hawaii residents by some estimates, the extinction
of full-blooded Hawaiians will occur by the year 2040. See
Leirman, supra, at 515.
This treatment at the
hands of the American government, including the loss of their
native lands under the threat of force, binds the history of Native
Hawaiians to that of Native Americans. Over roughly the same period
of time, the Federal Government was making treaty after treaty
with the Native Americans, mostly to dispossess them of their
lands and move them westward. See, e.g., Joseph
D. Matal, A Revisionist History of Indian Country, 14 Alaska
L. Rev. 283 (1997) ("Until the mid-nineteenth century,
Indian removal was the primary feature of British and then American
policy toward the tribes."). Over time, the federal government
has recognized the wrongness of its former actions, and tried
to make some effort to correct them. Using its plenary power over
"Indian Tribes," Congress passed the Indian Reorganization
Act of 1934, 25 U.S.C. §461 et. seq. (1934), and later
the Alaska Native Claims Settlement Act, 43 U.S.C. §1601
et seq. (2000), to grant both money and lands to Native
Americans and Alaska Natives, respectively.
Congress has likewise attempted
to make a beginning at reconciling with the Native Hawaiians.
In all, over 150 pieces of legislation have classified Hawaiians
as Native Americans, and included them in a variety of Native
American benefit programs. See Reconciliation Report at
57. Such statutes include the National Historic Preservation Act,
16 U.S.C. §470a(d)(6) (West Supp. 1998), which provides protection
to property with cultural or religious importance to Indian tribes
and Hawaiians; the Native Hawaiian Languages Act, 25 U.S.C. §2901-2912(1994),
which accords protection to the Native Hawaiian languages and
includes them in the collection of Native American languages;
and the American Indian Religious Freedom Act, 42 U.S.C. §1996
(1994), which pledges to preserve Native Hawaiian faiths under
a subset of religions described in the statute as "Native
American."
These longstanding and ongoing
efforts by Congress recognize that the Federal government stands
in a special relationship with respect to the Native Hawaiians.
Just as with Native Americans and Alaska Natives, Native Hawaiians
were a once-sovereign nation, and have never relinquished their
claims of sovereignty. Just as with Native Americans and Alaska
Natives, Native Hawaiians were ravaged by western diseases and
suffered massive losses of population. Just as with Native Americans
and Alaska Natives, Native Hawaiians have been dispossessed of
their ancestral lands with the active support of the federal government,
and have never expressly relinquished their claims to their ancestral
land. Just as with Native Americans and Alaska Natives, the Native
Hawaiian culture became all but extinct due to the oppressive
actions of white settlers and the American government. And just
as with Native Americans and Alaska Natives, Native Hawaiians
to this day still suffer from the effects of American expansion,
far surpassing the average rates of unemployment and poverty,
and far below national norms in level of education, income, and
life expectancy.
Indeed, there is but a single
distinction that can be drawn between the plight of the Native
Hawaiians and that of their continental counterparts, and it is
upon this very distinction that critics of the constitutionality
of Congresss reconciliation efforts hang their entire argument.
Whereas on the continent, efforts to stamp out Native American
culture were never entirely successful leaving some vestiges
of tribal structure for courts to treat as a quasi-sovereign for
constitutional purposes on the Hawaiian Islands, on the
other hand, all tribal structure was completely destroyed, and
no vestiges of an official "tribe" which purports to
represent all Native Hawaiians remains. Absent this tribal structure,
one scholar has concluded, there is no "Tribe" within
the meaning of the Constitutions provision of power to Congress
to regulate "Indian Tribes," and such preferences must
be viewed under the strict scrutiny given to preferences based
solely on race. See Stuart Minor Benjamin, Equal Protection
and the Special Relationship: The Case of Native Hawaiians,
106 Yale L.J. 537, 558-560 (1996). For the reasons discussed
below, the preponderance of the law supports the fact that Congress
may regulate the affairs of Native Hawaiians as it does Native
Americans despite the absence of this tribal structure, and this
small distinction between the two groups is of no constitutional
importance.
Equal Protection Requires
that Similarly-Situated Indigenous Peoples Receive the Same Treatment
From the Federal Government:
In light of their shared history of mistreatment
by the Federal Government, and their similar resulting need for
the special protection of the Federal Government if their cultures,
traditions, and practices are to continue to survive, it would
be a strange result indeed if the constitution acknowledged
that the federal government must assist Native Americans, while
simultaneously preventing the federal government from enacting
programs designed to preserve the existence of Native Hawaiians.
It is unsurprising, then, that outside of the previously-mentioned
dicta in the Rice decision, there is scant legal support
for such a view. Even in the dicta of Rice itself
wherein Justice Kennedy discusses the "difficult [constitutional]
terrain" that was posed by the States argument in that
case that it had the power to deal with Native Hawaiians
as an Indian tribe Justice Kennedys concerns seem
to be much less focused on whether Congress has a special
relationship with the Native Hawaiians (and the concomitant ability
to pass beneficial laws accordingly) than whether, assuming such
power existed, Congress had the ability,
and had in fact, delegated such power to the State of Hawaii.
See Rice, 528 U.S. at 518. As a consequence, the best view
of the Rice decision may be, as one scholar has suggested,
that "the decision is but a logical reaffirmation of the
Courts reasoning in its recent redistricting cases, which
sharply define the Constitutions strict prohibition against
using race as a condition of voting," and nothing more. See
William E. Spurill, Case Note, The Fate of the Native Hawaiians:
The Special Relationship Doctrine, the Problem of Strict Scrutiny,
and Other Issues raised by Rice v. Cayetano, 35 U.
Rich. L. Rev. 149, 153 (2001). In any event, the clear weight
of authority supports the idea that Congress certainly has the
power to recognize a special relationship between the Federal
Government and Native Hawaiians, and pass laws accordingly. Even
the sole commentator on which Justice Kennedy relied to make his
observation that the issue was the subject of some debate himself
acknowledges that all other courts and legal commentators have
reached the opposite conclusion. See Benjamin, supra,
at 558.
It is difficult indeed to
escape the conclusion that "in this context, the equal protection
argument follows that as a group of Native Americans similarly
situated, the Native Hawaiian peoples should be treated in a manner
uniform with other classes of Native Americans." Lindsey,
supra, at 716. In other words, since Congress has the well-established
authority to create programs which benefit Native Americans as
the result of having developed a "special relationship"
with Native Americans notwithstanding the fact that the
programs contain what appears on its face to be a racial classification
that would be subject to strict scrutiny under Adarand
then it must also have the authority to provide such programs
to Native Hawaiians. To defeat this conclusion, the opponents
of such programs can point to but a single distinction
that Native Hawaiians are not currently composed into an organized
tribal entity along the lines of their mainland counterparts.
See Benjamin, supra, at 558. The caselaw
does not support the conclusion that this distinction is constitutionally
dispositive.
"Native Hawaiians,"
as a group, constitute a tribe under any constitutional definition
of the word that would be applied by the courts. While Congress
may not "bring a community or body of people within the range
of [its powers under the Indian Commerce Clause] by arbitrarily
calling them a tribe," Congresss plenary power over
Indian affairs must necessarily encompass the general authority
to identify which communities of indigenous peoples constitute
a tribe. United States v. Sandoval, 231 U.S. 28,
46 (1913). Provided Congress makes a reasonable determination
that a particular community is "distinctly Indian,"
then "the questions whether, to what extent, and for what
time they shall be recognized and dealt with as dependent tribes
requiring the guardianship and protection of the United States
are to be determined by Congress, not the Courts." Id.
Even in absence of such deference to legislative judgments, there
is no general agreement in the courts as to the qualifications
a group must have in order to be considered a tribe for constitutional
purposes. The Supreme Court has made at least one attempt at defining
the word "tribe" in a case dealing with an unrelated
issue: "[b]y a tribe we understand a body of
Indians of the same or a similar race, united in a community under
one leadership or government, and inhabiting a particular though
sometimes ill-defined territory." Montoya v. United
States, 180 U.S. 261, 266 (1901). Native Hawaiians easily
meet this definition in virtually every respect they are
a group; they are "Indians" or "Native Americans"
in the sense of being peoples indigenous to the land that is now
part of one of the fifty states; they are united in their community
by sharing common history, traditions, culture, language, and
dances; and they inhabit a particular territory, the Hawaiian
Islands. The only aspect that is arguably lacking is that Native
Hawaiians are no longer a community under one leadership, or indeed
any leadership at all outside of state-created entities such as
the Office of Hawaiian Affairs. However, there is no reason to
believe that the Supreme Court would consider this deficiency
to be of any constitutional moment.
The only argument that somehow
the lack of vestiges of a formal tribal structure of Native Hawaiians
effectively places them beyond the reach of the special powers
granted to Congress through the Indian Commerce Clause (and recognized
by the Court in the Mancari decision) is the one advanced
by Professor Benjamin. See Benjamin, supra, at 582
("The problem with the suggestion that the history of Native
Hawaiians and Indian tribes is similar in constitutionally dispositive
ways is that the two groups differ in a crucial respect: American
Indians remained in political organizations, but Native Hawaiians
did not."). He relies on a single footnote from the Mancari
decision itself in which the Court upheld hiring preferences
for Native Americans in place at the Bureau of Indian Affairs
which states that: "The preference is not directed
towards a racial group consisting of Indians;
instead, it applies only to members of federally recognized
tribes" and thus "the preference is political rather
than racial in nature." Mancari, 417 U.S. at 553,
n.24. Absent the vestiges of tribal leadership, so Professor Benjamins
argument goes, there is no political entity with which the Federal
Government can entreat, and consequently the term "Native
Hawaiian" must be understood as racial rather than political
or legal. See Benjamin, supra, at 545-48. But
see, e.g., Liermann, supra, at 510 ("However,
based upon case law, constitutional analysis, and policy, Hawaiians
probably need not organize into a federally-recognized tribe for
courts to subject legislation granting them preferential programs
to a minimal standard of review."); Van Dyke, supra,
at 101 (explaining "why the constitutional and decisional
language upon which Professor Benjamin relies does not support
his conclusion that rational basis review applies only to programs
favoring federally recognized Indian tribes"); Philip P.
Frickey, Adjudication and Its Discontents: Coherence and Conciliation
in Federal Indian Law, 110 Harv. L. Rev. 1754, 1764
(1997) ("[T]he weak substructure of Adarand and Mancari
cannot support the dense superstructure of analysis that Benjamin
creates.").
To accept this argument, of
course, would require turning a blind eye toward what at least
two Supreme Court Justices have already identified as the "painful
irony indeed [of concluding] that Native Hawaiians are not entitled
to special benefits designed to restore a measure of native self-governance
because they currently lack any vestigial native government
a possibility of which history and the actions of this Nation
have deprived them." Rice, 525 U.S. at 535 (Stevens,
J., dissenting). But more importantly, the Supreme Courts
jurisprudence following Mancari makes clear that tribal
leadership is not the sine qua non of what may constitute
a "tribe" for purposes of Congress power under
the Indian Commerce Clause. In at least two later decisions, Delaware
Tribal Business Committee v. Weeks 430 U.S. 73 (1977),
and United States v. John, 437 U.S. 634 (1978),
the Court upheld, under deferential judicial review, programs
that provided benefits to or established separate legal regimes
for individual natives who had no recognizable "chief"
or other symbol of tribal authority something the Court
could only have done if those who were benefited by the statute
fell under the Courts understanding of an "Indian Tribe"
for purposes of the Commerce Clause.
At issue in Weeks was
the constitutionality of a statute that provided assets to the
descendants of two recognized tribes, but did not require that
those receiving the assets themselves be members of those tribes.
See Weeks, 430 U.S. at 82 n. 14. While expressly recognizing
that this meant that benefits would go to certain natives who
were not members of a recognized tribe, the Court ruled that the
statute fell within the Mancari test and could be sustained
so long as the statute had a rational basis. See id. The
majority concluded that Congress was free to "expand a class
of tribal beneficiaries entitled to share in royalties from tribal
lands." Id. at 84. Obviously, if the Native Americans
at issue in Weeks, who did not swear allegiance to the
tribal chief or otherwise participate in tribal life, could nonetheless
be considered members of the "tribe" for purposes of
the distribution of the tribes assets, the existence of
any particular political structure is not the sine qua non
of a "tribe" for purposes of the Indian Commerce Clause.
While later in the same decision, the Court also affirmed Congresss
decision to exclude another group nontribal Indians (the Kansas
Delawares) that sought a share of the assets, see id. at
85-90, taken as a whole, the decision reflects an obvious attempt
by the Court to give Congress a wide latitude in deciding which
particular groups of Native Americans do and do not constitute
members of a "tribe" for purposes of recognizing a special
trust relationship.
In John, the Court
affirmed Congresss authority under the Indian Commerce Clause
to take criminal jurisdiction over nontribal Indians who were
a remnant of a tribe of Indians that had long ago moved to Oklahoma.
See John, 437 U.S. at 653. The Court upheld the regime
notwithstanding the fact that federal supervision over the Indians
had not been continuous, and the fact that the Solicitor for the
Department of the Interior had urged that the Indians "cannot
now be regarded as a tribe." Id. at 650 n. 20. As
the Court explained, "[n]either the fact that the Choctaws
in Mississippi are merely a remnant of a larger group of Indians,
long ago removed from Mississippi, nor the fact that federal supervision
over them has not been continuous, destroys the federal power
to deal with them." Id. at 653. The Court nonetheless
concluded that it was appropriate for the federal government to
establish separate programs for these Indians, albeit while
noting that the federal government was nurturing a self-government
process for these Indians, and the development of a more formal
tribal structure was anticipated. See id.
Taken together, as one
scholar has explained:
The overriding themes
that emerge from these Supreme Court decisions are that judgments
regarding the governance of natives are political in nature,
that each situation requires an individualized solution because
of its unique historical context, and that the courts must
allow Congress the flexibility it needs to provide rough justice
to each different native group. No absolutes certainly
not the rigid limitation against aiding nontribal natives
which Professor Benjamin erroneously promotes have
emerged to limit the power of Congress.
Jon M. Van Dyke, The Political
Status of the Native Hawaiian People, 17 Yale L. &
Poly Rev. 95, 117-18 (1988). In short, the preponderance
of the law supports the proposition that the decision as to which
indigenous peoples constitute a "tribe" for purposes
of Congress plenary power is primarily an issue for Congress
to decide, and is a decision to which courts will grant a great
degree of deference. For this reason, any suggestion that proposed
statutes benefiting Native Hawaiians will suffer from a constitutional
infirmity, and subsequently should be amended or voted down, is
egregiously misplaced.
|